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ISTANBUL PROTOCOL                                        III.  LEGAL INVESTIGATION OF TORTURE OR ILL-TREATMENT




            183.  The Convention against Torture envisages three main   185.  Investigations may take the form of a criminal
                pillars in the fight against torture: the obligation of   investigation into specific acts of torture, particularly
                States to ensure justice and to prevent and redress   as defined in article 1 of the Convention against
                all acts of torture. The obligation to investigate is   Torture or torture as an element of war crimes, crimes
                central to the realization of all three main pillars. 315    against humanity or genocide, or other forms of
                The Special Rapporteur on torture specified that:  cruel, inhuman or degrading treatment or punishment
                                                                  (ill-treatment). 319  Investigation of such acts may also
                    The obligation to investigate acts of torture   come within the mandate of national human rights
                    is initiated by the existence of reasonable   institutions, fact-finding missions or commissions
                    grounds. Evidence of torture that rises to the   of inquiry, which exercise important investigative
                    level of “proof” in criminal proceedings (that   functions. 320  Evidence of torture is relevant, and often
                    is, beyond a reasonable doubt) should not     of critical importance, in a range of legal proceedings,
                    be necessary to establish State recognition   for example: civil and public law inquiries, claims
                    and responsibility for torture or to trigger   concerning reparation for torture, applications for
                    the obligations that do not involve assigning   asylum and non-refoulement, national, regional and
                    individual guilt and punishment, such as the   international human rights complaints procedures,
                    implementation of public policies for prevention   and criminal proceedings, including the exclusion of
                    and administrative or civil remedies, including   evidence obtained as a result of torture. Irrespective
                    rehabilitation. This is important because States   of the legal context in which it takes place, in order
                    often claim that torture and their corresponding   to combat impunity any investigation or other
                    obligations to address it do not exist because   procedure to establish the facts of, and responsibility
                    torture has never been “proven” in court. 316    for, torture or ill-treatment should be carried out in
                                                                  conformity with the standards set out in this manual.
            184.  States are required under international law to
                investigate reported incidents of torture promptly,   186.  Under the Convention against Torture, States must
                impartially and effectively. 317  In situations in which   take legislative, institutional, administrative, budgetary
                evidence warrants it, a State within whose jurisdiction   and other measures to ensure that an adequate
                a person alleged to have committed or participated   framework for prompt, impartial, independent,
                in torture is present must submit the case to its own   effective and gender- and child-sensitive investigations
                competent authorities for the purpose of investigation   is in place. 321  The Special Rapporteur on torture
                and prosecution under national or local criminal   has recommended adopting and implementing the
                laws unless it extradites the alleged perpetrator to   manual “as an investigative tool and standard”. 322
                another State that has competent jurisdiction. 318  The   States are required to make torture a specific offence
                fundamental principles of any viable investigation   under national law, which is subject to proportionate
                into incidents of torture are competence, impartiality,   penalties that reflect the gravity of the crime; 323
                independence, adequate resources, promptness,     establish jurisdiction over the offence of torture,
                effectiveness, thoroughness, sensitivity to gender, age,   including by providing for the exercise of the principle
                disability and similarly recognized characteristics,   of universal jurisdiction; 324  and remove legal barriers,
                victim involvement and public scrutiny. These     such as amnesties, immunities, statutes of limitation
                elements can be adapted to any legal system and   or other such procedural restrictions, 325  including
                should guide all investigations of alleged torture.   pardons or other measures resulting in impunity. 326
                                                                  States must guarantee the rights of victims and




            315   A/69/387, para. 21.
            316   Ibid., para. 25.
            317   Convention against Torture, arts. 12–13. See also A/69/387, paras. 22–28.
            318   Convention against Torture, arts. 5–8.
            319   See, inter alia, Rome Statute, arts. 8 (2) (a) (ii) and (c) (i), 7 (1) (f) and 6 (b).
            320   OHCHR, Commissions of Inquiry and Fact-Finding Missions on International Human Rights and Humanitarian Law: Guidance and Practice (New York and Geneva, 2015).
            321   Convention against Torture, art. 2; and Committee against Torture, general comment No. 2 (2007), para. 2.
            322   A/69/387, para. 67.
            323   Committee against Torture, general comment No. 2 (2007), paras. 8–11.
            324   A/HRC/4/33, paras. 41–47.
            325   Committee against Torture, general comment No. 2 (2007), para. 5; and general comment No. 3 (2012), para. 38.
            326   Inter-American Court of Human Rights, Barrios Altos v. Peru (see footnote 102); and Barrios Altos and La Cantuta v. Peru (see footnote 103). See also Committee against
                Torture, Urra Gurridi v. Spain (CAT/C/34/D/212/2002), para. 6.7.


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