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III.  LEGAL INVESTIGATION OF TORTURE OR ILL-TREATMENT                           ISTANBUL PROTOCOL




                an accurate written report. This report should    authorized by a court empowered to enforce the
                include at least the following (see annex I):     transfer. For general considerations about written
                                                                  reports following allegations of torture, see chapter
                (a) The circumstances of the interview. The name of   IV. Chapters V and VI describe in detail the physical
                the subject and name and affiliation of those present   and psychological assessments, respectively.
                at the examination; the exact time and date, location,
                nature and address of the institution (including,
                where appropriate, the room) where the examination   C.  Procedures involved
                is being conducted (e.g. detention centre, clinic or   in an investigation of torture
                house); any appropriate circumstances at the time of   or ill-treatment
                the examination (e.g. the nature of any restrictions
                on arrival or during the examination, the presence of   1.  Determination of the appropriate investigative
                security forces during the examination, the demeanour   body
                of those accompanying the prisoner and any
                threatening statements to the examiner); and any other   201.  States must ensure that any investigation of torture
                relevant factors;                                 is carried out by an independent and impartial
                                                                  body, which has no institutional links to the alleged
                (b) The background. A detailed record of the subject’s   perpetrator(s) and is free from bias. 359  In cases
                account of events as given during the interview,   in which persons acting in an official capacity are
                including alleged methods of torture or ill-treatment,   suspected of being involved in torture, including
                the time at which torture or ill-treatment was alleged   possible orders for the use of torture by ministers,
                to have occurred and all complaints of physical and   ministerial aides, officers acting with the knowledge
                psychological symptoms;                           of ministers, senior officers in State ministries, senior
                                                                  military leaders or others in similar positions of
                (c) A physical and psychological examination. A record   authority, or tolerance of torture by such individuals,
                of all physical and psychological findings upon clinical   an objective and impartial investigation may not be
                examination, including appropriate diagnostic tests,   possible unless a specially constituted independent
                body diagrams to record the location and nature of all   body is established (such as a commission of
                injuries and, where possible, colour photographs of   inquiry). A specially constituted independent
                all injuries;                                     investigative body may also be necessary in situations
                                                                  in which the public interest would be served by
                (d) An opinion. An interpretation as to the probable   it, particularly where investigations by regular
                relationship of physical and psychological findings to   investigative agencies are in question because of a
                possible torture or ill-treatment. A recommendation   lack of capacity, expertise or impartiality or for other
                concerning any necessary medical and/or psychological   reasons, including the importance of the matter, the
                treatment or further examination(s) should        apparent existence of a pattern of abuse, complaints
                also be given;                                    from the person or other substantial reasons.

                (e) A record of authorship. The report should clearly   202.  States must consider the following factors when
                identify those carrying out the examination and their   deciding to establish a specially constituted
                authority and should be signed.                   independent body or mechanism, such as a commission
                                                                  of inquiry. First, persons subject to an inquiry
            200. Reports should be confidential and communicated to   should be guaranteed the minimum procedural
                the subjects or their nominated representative. Reports   safeguards recognized in international law at all
                should be provided in writing, where appropriate,   stages of the investigation. Second, investigators
                to the authority responsible for investigating the   should have the support of adequate technical
                allegation of torture or ill-treatment. It is the   and administrative personnel, as well as access
                responsibility of the State to ensure that reports   to objective, impartial legal advice to ensure that
                are delivered securely to these persons. Reports   the investigation will produce admissible evidence
                should not be made available to any other persons,   for criminal or other legal proceedings. Third,
                except with the consent of the subjects or when   investigators should receive the full scope of the State’s



            359   Nelson Mandela Rules, rule 71; Committee against Torture, general comment No. 3 (2012), para. 23; and CAT/C/DEU/CO/5, para. 19.


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